CapitalTech is a specialized strategy and execution partner that gets private companies fully ready for executing Reg D 506c and Reg A+ offerings and listing on alternative markets.
We streamline the entire pre-listing and capital-raising journey—ensuring issuers meet regulatory standards, present investable profiles, and move efficiently from strategy to execution.
We deliver an institutional-quality, end-to-end pathway by integrating capital markets expertise, legal and accounting partners, advanced technology, and FINRA-registered broker-dealer oversight into one coordinated ecosystem.
What We Provide
- Feasibility & Strategy: Assess whether a Reg D 506c or Reg A+ is the optimal path, define offering structure, valuation considerations, and eligibility requirements.
- Offering Design: Structure securities, governance terms, pricing, investor classes, and subscription workflows.
- SEC Readiness & Qualification: Draft and manage all Form 1-A materials, disclosures, financials, exhibits, and SEC comment responses.
- Marketing & Distribution: Deploy digital marketing, PR, webinars, and investor education; launch investment portals and marketplace visibility.
- Broker-Dealer Oversight: Through Mallory Capital Group—suitability review, compliance supervision, distribution strategy, and transaction oversight.
- Technology & Marketplace Access: Via USA REIT Markets—investor-onboarding infrastructure, compliance workflows, and visibility to retail and accredited investors.
- Operations & Compliance: KYC/AML, escrow and funds flow, subscription processing, cap table admin, and post-qualification reporting (1-K, 1-SA, 1-U).
- Post-Raise Support: Ongoing regulatory filings, investor communications, and planning for secondary market or follow-on financing.